Student Profiles & Resumes

  • Facilitator Information
  • Gaurav Nagpal
  • 403.410.3198

Candidate #934


  • Auditor
  • Masters Degree
  • Seeking Work Experience - Available

6 years’ experience in Internal Audit and Risk Controls in financial organizations; specialized in Process Governance and Control, and managing Operational Risks.

Examined monthly transaction entries using Control Sample Testing to reveal possible failure points and provide adequate mitigation.

Analyzed the Operational Risk inputs into the annual regulatory Internal Capital Adequacy Assessment Process (ICAAP) documents for Board approval and onward submission to the Central Bank.

Prepared detailed reports on audit findings across 8 departments and monitored the implementation of recommendations which led to improved performance and productivity metrics - 10% improvement in transaction turnaround time, 10% reduction in reversals and 5% decrease in error rate year-on-year.

Collated and analyzed operational loss data to track improvement in recoveries.

Prepared the annual update of the risk management framework to cover new regulatory policy guidelines and market trends.

Proficient in Microsoft Office Suite and Risk Control software applications like Optial, Phoenix and EORP.

  • Canadian Language Benchmark Scores
  • TOWES Scores
  • Listen/Speak8/12
  • Reading8/12
  • Writing8/12
  • Reading TextNot yet assessed
  • Document UseNot yet assessed
  • NumeracyNot yet assessed